FIF Year-End Event - Kindly Sponsored by Refinitiv

Please join us on Thursday, December 5, 2019 at Refinitiv (3 Times Square, NYC) for a panel discussion focusing on the Current State of the Consolidated Audit Trail and a networking reception. The panel will focus upon current and upcoming CAT deliverables, including:  Industry Member Testing, Phase 2a and Phase 2b CAT implementation, Phase 2c and Phase 2d Specification development and implementation, and the first phase of the CAT Customer Information Specification roll-out.  FIF would like to thank Refinitiv for sponsoring this event. Registration will close on Monday, December 2nd at 5:00 PM ET. Please register below. 

Event Details 

Date   Thursday, December 5, 2019  

4:15 - 5:00 PM ET: Registration - Lobby

5:00 - 5:15 PM ET: Welcome from Refinitiv & FIF

5:15 - 6:30 PM ET: Panel Discussion

6:30 - 8:00 PM ET: Refreshments and Networking

Agenda   Opening Remarks - Michael Chin, Global Head of Trading, Refinitiv  
    FIF Update - Christopher Bok, Director, FIF  
    Panel Discussion - Current Status of the Consolidated Audit Trail - Moderated by Tom Jordan, FIF Advisory Chair  
    Shelly Bohlin, Chief Operating Officer, FINRA CAT, LLC  
    Michael Simon, CAT Operating Committee Chair, Deloitte  
    Will Leahey, Head of Compliance - Wealth Management, Refinitiv
    Tony Hallinger, Director, Pershing  
    Dave Emero, Vice President, Goldman Sachs  
    Networking Session and Refreshments to follow  
Dial-in   Not available. This event is in-person only.  

Event Fees


FIF Members: FREE  

Non-FIF Members: By Invite Only 

    Register Below or Email  

Refinitiv, 3 Times Square, 30th Floor, New York, NY

Sponsor    rfv_lg_pr_tm_tag_rgb.jpg  

Cut off date 12-02-2019
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