FIF Quarterly Event: The Future of Retail Brokerage: Challenges and Opportunities
Thursday, September 10, 2009
Sponsored by: Scivantage
Tavern on the Green, Central Park at West 67th Street, New York, NY, 10023

Meeting presentation can be accessed here

We would like to thank Scivantage for sponsoring the FIF Quarterly Event: The Future of Retail Brokerage - Challenges and Opportunities.

Discussion topics include:

  • Satisfying a diverse client base, e.g., active traders, financial advisers, private clients, online investors
  • Challenges involved in bringing about changes resulting from new regulations and industry projects
  • Complying with new cost basis reporting requirements
  • Options Symbology Initiative effect on Retail Client
  • Integrating mobile technology
  • Streamlining client on-boarding
  • Educating client on new regulations and resulting system changes

Agenda

  • Welcome - Cameron Routh, Senior Vice President, Strategic Products, Scivantage
  • FIF Quarterly Update - Arsalan Shahid, Manager, Financial Information Forum
  • Panel Discussion:
    • Martin Bentsen, Chief Operating Officer, Computer Research, Inc.
    • Rance Masheck, Director, Brokerage Integration, TD Ameritrade
    • Tom Jordan, President & CEO, Jordan & Jordan (Moderator)
  • Meeting Conclusion/Adjournment - Leo McBlain, Chairman, Financial Information Forum
    • Adjourned to networking reception

Event Details:



We are no longer accepting new registrations for this event