FIF 2012 Quarterly Event: Large Trader Reporting
Tuesday, February 28, 2012

Hosted by: Thomson-Reuters
3 Times Square, New York, NY, 10036

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We would like to thank Thomson Reuters for sponsoring our 2012 Quarterly Event on Tuesday, February 28. Join us as we tackle  the Large Trader rule in two distinct panels focusing on Large Trader Reporting (LTR) across the order lifecycle and Broker Dealer reporting LTID. Topics for discussion include:

  • Large Trader Reporting impact on Buy-Side and Sell-Side
  • Average Price Processing Accounts
  • Large Trader FAQs
  • Electronic Blue Sheets record layout changes

Jamie Brigagliano, Partner, Sidley Austin LLP, will provide a high level overview of Large Trader Reporting and its potential implications on Consolidated Audit Trail. David Shillman, Associate Director, Division of Markets and Trading, SEC will also participate. Click here to view the moderator and panelist bios.

Event Details:

  • Event Date: Tuesday, February 28, 2012
    • 3:00 - 3:30 PM ET: Registration (Please allow at least 15 minutes to check-in)
    • 3:30 - 3:40 PM ET: Welcome and FIF Update - Leo McBlain, Chairman, Financial Information Forum
    • 3:40 - 4:00 PM ET: Large Trader Reporting, Looking Ahead to CAT, Jamie Brigagliano, Partner, Sidley Austin LLP
    • 4:00 - 4:55 PM ET: Panel 1 - LTR Across the Order Lifecycle
      • Tom Jordan, President & CEO, Jordan & Jordan (Moderator)
      • Howard Meyerson, General Counsel and Chief Compliance Officer, Liquidnet
      • Walter Roesch, Director, Clearing Services, Bank of America Merrill Lynch
      • David Shillman, Associate Director, Division of Markets and Trading, U.S. Securities and Exchange Commission
      • Ron Veith, CFA, Equities Supervision, Barclays Capital
    • 4:55 - 5:50 PM ET: Panel 2 - LTR - Broker Dealer Reporting Focus
      • David Emero, Vice President, Goldman Sachs
      • Richard R. Holley III, Assistant Director, Division of Trading & Markets, U.S. Securities and Exchange Commission
      • Gary Grey, Director, FINRA, ISG Technology Subgroup
      • Manisha Kimmel, Executive Director, Financial Information Forum (Moderator)
      • Deborah Mittelman, Executive Director, UBS
    • 5:50 - 6:00 PM ET: Conclusion - Robert Hegarty, Global Head of Market Structure, Thomson Reuters
    • 6:00 - 8:00 PM ET: Networking Reception
  • Location: Thomson Reuters, 3 Times Square, New York, NY 10036
  • Call-in: Not available. (This event is in-person only)
  • Fee:
    • FIF Members / FIF Guest: FREE
    • Non FIF Members: $200 (Note: This event is not open to members of the media or consulting firms)

Cut off date 02-24-2012
We are no longer accepting new registrations for this event