FIF Regulatory Reporting Event - Sponsored by Broadridge

We are pleased to announce the full agenda for the FIF Regulatory Reporting Event on Thursday, October 23rd, 2014. Join us for a discussion of current and expected regulatory reporting initiatives and their impact on the industry. We would like to thank Broadridge for sponsoring this event. Registration closes Monday, October 20th.

Event Details 

Date Thursday, October 23, 2014
 

4:15 - 4:30 PM ET: Registration

4:30 - 6:00 PM ET: Meeting

6:00 - 8:00 PM ET: Networking and Cocktail Reception

Agenda

Welcome: Susan Certoma, President, Wealth and Markets, Broadridge

 

Keynote Address: Tom Gallagher, Chairman and CEO, MIAX and Miami International Holdings, Inc.

 

FIF Update: Manisha Kimmel, Managing Director, Financial Information Forum

 

Panel Discussion Moderated by Tom JordanFIF Advisory Committee Chair; President, Jordan & Jordan

 

Gary Johnson, Global Chief Compliance Officer, Pershing LLC

 

Brian Peller, Chief Operating Officer - Market Making, KCG

 

John Tarleton, Chief Compliance Officer, LavaFlow, a Citigroup Company

 

Meeting Conclusion/Adjournment: Leo McBlain, Chairman, Financial Information Forum

Dial-in Not available. This event is in-person only.

Event Fees

FIF Members / FIF Guest: FREE  Send Email or Register Below
  Non FIF Members: $200 Online Registration Only
Location

Broadridge, 2 Journal Square Plaza, Jersey City, NJ 07306

Broadridge is located across the street from the Journal Square PATH station

Sponsor  Broadridge

   

 

 

 

 



Cut off date 10-21-2014
We are no longer accepting new registrations for this event