FIF News

FINRA extends implementation of proposed rule changed to amend Rule 6121.01 (LULD) to October 24, 2016

FINRA announced that is has extended the implementation date by which firms must comply with their proposed amendment to Rule 6221.01 (LULD).  Firms trading securities subject to Reg NMS will now have until October 24 to implement the necessary technological changes required to be in compliance with FINRA's amendment to Rule 6121.01.

Posted Aug 22, 2016

Vela Trading Technologies and Raymond James Join FIF

The Finanical Information Forum is pleased to welcome Vela Trading Technologies (https://www.velatradingtech.com) and Raymond James (http://www.raymondjames.com) to the FIF Community.  

Posted Aug 22, 2016

FIF Submits Comment Letter on TRACE Expansion of Reporting Requirements

On August 15, FIF submitted a comment letter on SR-FINRA-2016-027 - Proposed Rule Change to expand the Trade Reporting and Compliance Engine (“TRACE”) reporting rules to include most secondary market transactions in marketable U.S. Treasury securities.

Posted Aug 14, 2016

FIF Submits Comment Letter on FINRA's Proposed Amendment to Rule 6121.01

On August 11, 2016, FIF submitted a comment letter to the SEC addressing FINRA's proposed amendment to Rule 6121.01 ('trading pauses').  

Posted Aug 14, 2016

FIF Produces Tick Size Pilot Buy-Side Discussion Template

FIF produced a template to serve as basis for communication with the Buy-Side regarding the Tick Size Pilot.  The template is available by clicking here.

Posted Aug 01, 2016