FIF Meets with the SEC on Rule 606

On Tuesday, February 5, FIF staff along with a contingent of industry stakeholders, met with SEC Trading and Markets Staff on Rule 606 challenges. FIF reviewed Commission feedback from the in-person meeting on a 2/7 working group call.  If you were not able to join that call and would like more information on the discussion/follow-up items stemming out of the meeting with the SEC, please send an email to fifinfo@fif.com.   FIF sent comments to the Commission prior to the meeting on January 30, please find those comments here.