FIF News
Save The Date - FIF 2018 Year-End Event
FIF will be holding our Year-End Event on December 19th, so please check your availability and we hope to see you there! Additional details will be provided later this week.
FIF in the News
FIF has been featured in an article focusing on the cybersecurity concerns of CAT. The article was written by S&P Global Market Intelligence. Read it here
NEW MEMBER FIRM: Piper Jaffray
FIF is pleased to announce that Piper Jaffray has joined the Financial Information Forum Community.
FIF Comments on Reg Notice 18-28: OTC Equity Trading Volume
On Friday, November 9th, FIF submitted comments on FINRA’s recent proposal to expand Equity Trading Volume Data published on FINRA’s website. FIF’s comments focused on the definition of a Single Dealer Platform and the Proposed Rule’s requirements of mandating firms operating a SDP obtain an additional MPID. To review the letter, please click here.
FIF Meets with SROs on Rep Order Linkages and FDID
FIF met with the SROs in-person on November 7th to discuss phase 2c representative order linkage reporting requirements to walk through current business practices in order to provide recommendations to allow OMS/EMS systems to capture and report phase 2c CAT reportable information. Similarily, this Wednesday, FIF will meet with the SROs/ThesysCAT to discuss the remaining challenges related to FDID.
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