FIF News

NEW MEMBER FIRM: BestXStats

FIF is pleased to announce that BestXStats has joined the FIF Community.

Posted Oct 28, 2019

NEW MEMBER FIRM: Simplex Trading, LLC

FIF welcomes Simplex Trading, LLC to the FIF Community.

Posted Oct 28, 2019

FIF Annual Chicago Event

Tomorrow, FIF will be at Cboe Global Markets (400 South LaSalle Street, Chicago) for a luncheon and panel discussion on upcoming options initiatives. The event will begin with a keynote presentation from Manisha Kimmel, Senior Policy Advisor to SEC Chairman Jay Clayton, on the current status of CAT.  The keynote presentation will be followed by a panel discussion focusing on: the OCC Actionable Identifier Initiative, CAT Options Reporting, Options Exchange Initiatives, and OCC Initiatives.  FIF would like to thank Cboe Global Markets for sponsoring this event. 

Posted Oct 21, 2019

NEW MEMBER FIRM: Northern Trust Securities, Inc

FIF is pleased to announce that Northern Trust Securities, Inc. has joined the FIF Community.

Posted Oct 21, 2019

FIF Reg Best Interest Working Group Kick-off

FIF will hold a Reg Best Interest Working Group kick-off meeting on Thursday, October 24 @ 11:00am.  This working group will focus on industry best practices and information sharing with respect to meeting the provisions outlined in the Rule.  As part of this working group, FIF will address identified potential implementation issues, especially those that may impact industry member books and recordkeeping requirements.  If you would like to join this working group, please update your profile here.

Posted Oct 21, 2019