FIF News

FIF Meets with FINRA CAT

On Monday, June 3rd, FIF met with FINRA CAT in-person to discuss industry recommendations pertaining to the CAT Web Portal/Error Correction Tool.  Industry recommendations were elicited through a series of meetings previously held with the FIF CAT Web Portal Review Subgroup.

Posted Jun 10, 2019

FIF Meets with SEC Staff

On Tuesday June 4th, FIF met with SEC Staff to discuss both SEC Rule 606 and the Consolidated Audit Trail.

Posted Jun 10, 2019

FIF Meets with FINRA on Two Initiatives

FIF met with Senior FINRA Staff on Wednesday, May 29th to discuss FINRA’s Proposed Pilot Program to Study Recommended Changes to Corporate Bond Block Trade Dissemination and FIF’s recent comments on FINRA Rule 4370 (BCP).

Posted Jun 03, 2019

FIF Heads to Washington for Meeting with SEC

FIF Staff will be attending meetings at the SEC Offices on Tuesday, June 4th on the topics of CAT and SEC Rule 606.

Posted Jun 03, 2019

FIF's Next Quarterly Event 6/27

FIF will be holding a Quarterly Event on Thursday, June 27th at OTC Markets (300 Vesey Street, New York, NY).  The event will focus upon the implementation of Amended SEC Rule 606.  To register for the event, please click here.

Posted Jun 03, 2019