FIF News
FIF Year-End Event
Thank you to all of you who attended the FIF Year-End Event last night and @Bloomberg for graciously hosting. Our expert panelists did a fantastic job reviewing the major regulatory initiatives of 2019. We look forward to supporting those efforts in the year to come.
Pictures below:
https://twitter.com/FIFinfo/status/1075809410012864512
FIF Year-End Event - Wednesday, December 19
There are only a few days left until FIF's Year-End Event and the event is nearly sold out. The event will take place on Wednesday, December 19, 2018 at Bloomberg (731 Lexington Ave., New York, NY). Please join FIF and our panel of industry experts as we discuss the strategies that your firm should consider when planning for the significant rule implementations scheduled for 2019. Panelists will discuss major initiatives impacting Equities (i.e. CAT, SEC Rule 606, Reg ATS-N), Fixed Income (i.e. TRACE, FINRA Rule 4210), and the Back Office (i.e DTCC Settlement Optimization Initiative). Please register here by the end of the day.
FIF Comments on the Current Status of CAT
FIF recently submitted comments on behalf of its members to the Commission on the Current Status of CAT. To access the letter, please click here: https://fif.com/comment-letters
FIF Participating on a STA Open Call on SEC Rule 605/606 Amendments
FIF will be presenting on an STA Open Call on Tuesday, December 11th at 4:30 pm ET on amended SEC Rule(s) 605 and 606. To register, please click here.
NEW MEMBER FIRM: S3
FIF is pleased to announce that S3 has rejoined the Financial Information Forum Community.
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