FIF News
NEW MEMBER FIRM: CLSA Americas, LLC
FIF is pleased to announce that CLSA Americas, LLC has joined the FIF Community.
FIF/STA Joint 606 Letter
FIF x FINRA CAT Q&A
FIF is collecting questions on the CAT Technical Specification and Scenarios document for including in subsequent FINRA CAT – sponsored Q&A sessions. If you would like to submit questions on behalf of your firm, please send an email to fifinfo@fif.com.
FIF SEC Rule 606 Follow-Up Comment Letter
FIF is in the process of completing a comment letter to Commission Staff on the current status and recommendations pertaining to the implementation of SEC Rule 606. If you are not part of this working group and are interested in reviewing a copy of the letter, please send an email to the program office at fifinfo@fif.com.
FINRA to Join Front Office Committee Meeting
FINRA will be joining the FIF Front Office Committee on Tuesday, July 23 @ 4:00pm to provide a spotlight topic on the recently published joint SEC/FINRA statement on Broker-Dealer custody of digital asset securities. If you are not a member of the Front Office Committee and would like to join, please send an email to fifinfo@fif.com
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