FIF News

Save the Date - FIF Quarterly Event

FIF will be holding a Quarterly Event on Thursday, June 27, 2019 that will be kindly hosted by OTC Markets (300 Vesey Street, New York, NY).  Please join FIF and our panel of industry experts as we discuss the current state of SEC Rule 606.  FIF will distribute an email later this week announcing when the event/registration page is live.

Posted May 28, 2019

FIF to Attend North American Financial Information Summit

FIF will send representatives to this year's North American Financial Information Summit. Please find the full agenda of the day's break-out sessions here and we hope to see you there. 

Posted May 20, 2019

FIF 606 Article Published in Traders Magazine

FIF's article on SEC Rule 606, written by FIF Director Christopher Bok, has been featured in Traders Magazine. Read it here

Posted May 13, 2019

FINRA CAT NMS Plan Website Review

FINRA CAT would like to meet with industry members to review the CAT NMS Plan Website, with the goal of providing recommendations to improve the website's userablity, functionality, etc.  If you would like to join this FINRA CAT hosted group, please email the program office at

Posted May 06, 2019

FIF Creates New CAT Subgroup - CAT Portal Review

FIF would like to gather a small group of industry members to review the current portal mockups/proposed functionalities with the intent of providing detailed recommendations to FINRA CAT.  If you would like to join this subgroup, please email the program office at (we plan on scheduling 2 to 3 sessions that will commence early next week).

Posted May 06, 2019