FIF News

FIF to Meet with the SEC on Rule 606

FIF staff will be joined by a contingent of FIF industry members at meeting with SEC Trading and Markets Staff on Rule 606 challenges. FIF has been meeting weekly with the SEC Rule 606 Working Group to determine the significant challenges as well as propose a several recomendations.  FIF sent comments to the Commission on January 30, please find those comments here.

Posted Feb 04, 2019

FIF Meets with Finra on 2019 Regulatory Change

FIF Staff met with FINRA on Friday, January 25 to discuss FINRA's upcoming regulatory initiatives.  Specifically, FIF and FINRA discussed FINRA Rule 4210 (Margin Requirements), TRACE, and FINRA's upcoming termination of the CTCI (Computer-to-Computer Interface).  If you have any questions pertaining to any of the above initiatives, please send an email to

Posted Jan 28, 2019

FIF to Meet with FINRA This Friday

FIF will be sending representatives later this week to FINRA to discuss upcoming regulatory changes/initiatives for 2019. The meeting will take place this Friday, January 25th. 

Posted Jan 22, 2019

New Member Firm: Daiwa Capital Markets

FIF is pleased to announce that Daiwa Capital Markets has joined the FIF Community.

Posted Jan 14, 2019

FIF Working Group Participation 2019

As a new year begins, it is a great time to review your FIF account and make sure you are signed up for all the benefits you are interested in. If it has been a while since you first registered with us, you may not be privy to some of the new initiatives you can be a part of. Review your profile here  to change your working group subscription settings. You may also message us at with your subscription requests and we can take care of it for you.

Posted Jan 07, 2019