FIF News

SEC Releases Rule 606 FAQs

On Friday, August 16th, the SEC released the FAQs FIF requested on behalf of the industry on SEC Rule 606. The FAQs will be discussed in detail on today's FIF SEC Rule 606 Working Group call at 11am ET.  If you would like to join this call, and don't have it on your calendar, please email the program office at fifinfo@fif.com 

Posted Aug 19, 2019

FIF to Hold EU Buy-In Working Group Meeting

FIF will reconvene the EU Buy-In Working Group tomorrow at 2pm ET.  If you are not currently subscribed to this group and would like to join, please update your profile here.

Posted Aug 12, 2019

FIF TRACE Notice 19-25

FIF will be holding a TRACE working group meeting on Friday, August 16 @ 11:00 am ET to discuss possible FIF comments related to recently published Regulatory Notice 19-25. Pursuant to the Notice, FINRA is requesting comment on a proposal to require reporting of transactions in U.S. dollar-denominated foreign sovereign debt securities to TRACE. FIF will review the Proposal with members to determine if any implementation concerns require comment. A discussion document will be provided prior to the meeting. If you are interested in joining this preliminary discussion and are not a member of our TRACE working group, please update your profile here (TRACE-Related Topics).

Posted Aug 12, 2019

NEW MEMBER FIRM: CLSA Americas, LLC

FIF is pleased to announce that CLSA Americas, LLC has joined the FIF Community.

Posted Aug 05, 2019

FIF/STA Joint 606 Letter

FIF and STA submitted a joint letter to the SEC on Amended SEC Rule 606 implementation challenges, current timelines, and recommendations. If you are not part of the Rule 606 working group and would like to review the letter, please send an email to fifinfo@fif.com and we will be happy to send you a copy.

Posted Aug 05, 2019