FIF News

FIF Article on SEC Rule 606 Featured in MarketsMedia

FIF has been featured in a MarketsMedia article focused on SEC Rule 606 implementation. Read it here

Posted Jul 08, 2019

FIF Holds Quarterly Event on SEC Rule 606

FIF held a Quarterly Event on Thursday, June 27th at OTC Markets on the implementation of SEC Rule 606. The expert panel, insightful questions from the audience, and networking made it a fantastic evening.

Posted Jul 01, 2019

NEW MEMBER FIRM: Sync-n-Scale

FIF is pleased to announce that Sync-n-Scale has joined the FIF Community.

Posted Jul 01, 2019

Registration Closing - FIF Quarterly Event Sponsored by OTC Markets

FIF will be holding a Quarterly Event later this week on Thursday, June 27th at OTC Markets (300 Vesey Street, New York, NY).  The event will focus upon the implementation of Amended SEC Rule 606.  To register for the event, please click here. Space is limited, and registration ends tomorrow, so please register today if you would like to attend.

Posted Jun 24, 2019

FIF Meets with SEC on 606 Last Week

FIF sent representatives to Washington D.C. on Thursday, June 20th, to meet with SEC Trading and Markets Staff on draft SEC Rule 606 guidance/FAQs.  The content of that meeting will be discussed during FIFs 606 Working Group call on Monday, June 24 at 3:00pm. 

Posted Jun 24, 2019