Short Sales / Reg SHO / Short Reporting - Overview

The FIF Short Sales / Reg SHO / Short Reporting Working Group focuses on the implementation of SEC Rule 13f-2, which requires the reporting of gross short positions in equities on Form SHO. This Working Group also covers FINRA short interest reporting and the SEC’s Reg SHO, including the marking of long and short orders, the Reg SHO circuit breaker, and the Reg SHO locate and close-out requirements.