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Back Office Overview


The FIF Back Office Committee provides guidance and insight on implementation issues relating to exchange, utility, and industry initiatives resulting from rule changes affecting securities processing and reporting. Topics include DTCC/FICC/NSCC initiatives, as well as CAT, MSRB, and TRACE reporting. The Committee also discusses options clearing (OCC) and fixed income issues. DTCC often gives updates on current and upcoming regulatory initiatives and anticipated impact on member firms.

Co-Chairs

Susan Crozier, FIS Capital Markets

Monique North, BetaNXT


Please see FIF Initiative Tracking for a full list of initiatives that this committee follows.