The FIF Front Office Committee focuses on order management and trading system issues resulting from proposed/finalized rule changes (i.e. promulgated by the SEC, FINRA, SROs) and other initiatives impacting exchange traded equities, options, and OTC securities. Topics related to Reg NMS Plan requirements (i.e. CAT as well as regulatory reporting) are frequently on the meeting agenda.
Co-Chairs
Michael Lurie, UBS
Viktor Grinberg, TD Securities
Please see FIF Initiative Tracking for a full list of initiatives that this committee follows and the representative meeting agendas below. Please note current meeting materials are available to members only.