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06 September, 2022

Working Group Update 9/6/2022

06 September, 2022
  • FIF CAT Transaction Reporting Working Group. The CAT Transaction Reporting Working Group held a call focused on whether firms include the mark-up and mark-down when reporting the price field in CAT Allocation events. FIF and FIF members participated on a call with FINRA CAT to discuss CAT clock synchronization and electronic timestamp increments.