30 November, 2020
Working Group Update 11/30/2020
30 November, 2020
- FIF CAT Tech Specs Working Group and FIF CAT Committee. FIF submitted comments and questions to FINRA CAT relating to notification of late filings, CND, CSC, CMC and STOPF handling instructions, allocation event timestamps and other issues.
- FIF CAT CAIS Working Group. FIF prepared the initial draft of a comment letter to the SEC relating to the CAT CAIS reporting requirements and distributed the draft to the FIF CAT CAIS Working Group members.
- FIF Data & Technology Committee. FIF Members were treated to two spotlight presentations from Charles Schwab on Fractional Shares and Cboe on FX Traffic Around Election Day. Please find last month's Meeting Materials deck here and Capacity Statistics deck here.
Eduard Kotlyar