Working Group Updates 9/28/2020

FIF CAT Tech Spec Working Group/CAT Committee: The Working Group and Committee reviewed the Monthly CAT Implementation Update, TRF linkage error issues, guidelines for reporting routes to NYSE floor brokers, discussed reporting for paired orders, reviewed the FINRA CAT Industry Member Technical Specification call and the Phase 2c Industry Webinar, and discussed various Phase 2c requirements.

FIF CAT CAIS Working Group: The FIF CAT CAIS Working Group reviewed the CAIS LTID timeline, reviewed recent FAQs relating to CAIS published by FINRA CAT, reviewed the FDID reconciliation report, discussed portal access issues and identifiers for non-US customers based on role and sub-role.

FIF Front Office Committee: Please find the full agenda for the 9/22 Committee meeting here.