10 June, 2019
Working Group Updates (Week of 6/10)
10 June, 2019
- FIF CAT Working Group - FIF reviewed the content of the in-person meeting with FINRA CAT on the CAT Web Portal, provided an update on CAT connectivity options, followed-up on trade bust scenerios and handling instructions, and reviewed options symbology field events proposed by FINRA CAT.
- FIF CAT Tech Spec Working Group - FIF continued its review of the spec, starting with section 2.6 (Order Modification scenerios).
- FIF Cybersecurity Working Group - Reviewed the cybersecurity guidance for small firms presentation from FINRA's annual conference.
Eduard Kotlyar