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13 May, 2019

Working Group Updates (Week of 5/13)

13 May, 2019
  • FIF CAT Working Group - FIF solicited feedback on the industry member tech spec V2.0, preview upcoming SRO deliverables, including: the updated scenerios document, JSON Schema, CAT Connectivity Testing, CAT Equities/Options securities list and an updated CAT/OATS Mapping.  Additionally,  provided an update on the CAT implementation schedule, the CAT Portal/Error Correction tool, and remaining Phase 2c challenges. 
  • FIF FINRA Block Trade Dissemination Pilot Working Group - Held a kickoff meeting to discuss the scope of our comment to FINRA on the proposed Pilot Program to Study Recommended Changes to Corporate Bond Block Trade Dissemination (Reg Notice 19-12).  
  • FIF CAT Tech Spec Working Group -  Reviewed the proposed cosmetic changes to the tech spec, completed review of CAT options reporting requirements and discussed next steps.