22 April, 2019
Working Group Updates (Week of 4/22)
22 April, 2019
- FIF CAT Working Group - FIF began with a review of CAT submission, connectivity and security updates. Discussed the revised SRO ATS/Non-ATS cross methodology, CAT definitions and elimination of handling instructions. Provided an update on revised correction/deletion methodology and FDID.
- FIF SEC Rule 606 Working Group - FIF reviewed the proposed advocacy with Commission Staff on SEC Rule 606 implementation guidance/dates, along with sections 606(a), 606 (b)(1) and 606 (b)(3).
- FIF Back Office Committee Meeting - Provided guidance and insight on implementation issues relating to exchange, utility, and industry initiatives as well as regulatory changes affecting securities processing and reporting. 4/16 Agenda
Eduard Kotlyar