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25 February, 2019

Working Group Updates (Week of 2/25)

25 February, 2019
  • FIF CAT Working Group -  Provided a status update on CAT, reviewed the revised CAT implementation plan, discussed the possibility of creating a phase 2d/2d CAT subgroup and updated the issue resolution document.
  • FIF SEC Rule 606 Working Group -  FIF performed a final review of the comment letter addressed to the Commission on Amended Rule 606 challenges and proposed solutions.
  • FIF Back Office Committee Meeting - Provided guidance and insight on implementation issues relating to exchange, utility, and industry initiatives as well as regulatory changes affecting securities processing and reporting. 2/19 Agenda