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28 January, 2019

Working Group Updates (Week of 1/28)

28 January, 2019
  • FIF CAT Tech Spec Working Group - Completed review of the scenerios section of the Technical Specification.  FIF has raised several of the issues idenified to ThesysCAT/SROs for identified have been raised for review. FIF will continue with the review of the Order Event Tech Spec on Tuesday, January 29.
  • FIF SEC Rule 606 Working Group - Reviewed the content of the Comment Letter being prepared for submission to the SEC.
  • FIF CAT Working Group -  Reviewed the FIF proposed CAT quote recommendations, the recently published FAQs, and various upcoming amendments to the Technical Specification. 
  • FIF Front Office Committee Meeting -  Focused on order management and trading system issues resulting from proposed rule changes (SEC, FINRA, SROs) and other initiatives impacting exchange traded equities and options, and OTC transactions. Find this month's agenda here.