22 January, 2019
Working Group Updates (Week of 1/14)
22 January, 2019
- FIF CAT Tech Spec Working Group - Reviewed the scenarios portion of the spec, starting with section 2.4 (Order Modification Scenarios)
- FIF SEC Rule 606 Working Group - Reviewed the meeting materials to be discussed with SEC Staff during a scheduled in-person meeting on Thursday, January 24th. *Due to the government shutdown, the SEC meeting has been canceled
- FIF Retail Execution Quality Working Group - Completed an overview of 2018, reviewed impacts of amended rule 606 and discussed potential 2019 topics
- FIF Back Office Committee Meeting - Provided guidance and insight on implementation issues relating to exchange, utility, and industry initiatives as well as regulatory changes affecting securities processing and reporting. 1/15 Agenda
Eduard Kotlyar