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14 January, 2019

Working Group Updates (Week of 1/7)

14 January, 2019
  • FIF CAT Tech Spec Working Group - Reviewed the scenarios portion of the spec, starting with section 2.4 (Order Modification Scenarios)
  • FIF SEC Rule 606 Working Group - Reviewed the draft version of the presentation to be discussed with SEC Staff during a scheduled in-person meeting on Thursday, January 24th.
  • FIF CAT Working Group -  Reviewed the SRO Proposed Option Origin Code and the spec issues raised with the SROs and next steps 
  • FIF/FIX CAT Working Group - Began a discussion on next steps regarding a FIX to CAT mapping exercise