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27 August, 2018

Working Group Updates (Week of 8/20).

27 August, 2018
  • Web Interface/API Subgroup - Reviewed the draft deep dive materials and recommendations from the subgroup members in preparation for a deep dive discussion with the SROs after Labor Day
  • Manual Events Subgroup - Held a meeting as a follow up to the Deep Dive Discussion with the SROs to discuss remaining issues and questions 
  • OMS/EMS Vendor Subgroup - Reviewed the deep dive materials and any further recommendations with the group in preparation for a deep dive discuission with the SROs
  • FIF Cloud Technology Working Group - Held our Cloud Technology meeting featuring a spotlight presentation from Saman Michael Far from Finra
  • FIF Back Office Committee Meeting - Guidance and insight on implementation issues relating to exchange, utility, and industry initiatives as well as regulatory changes affecting securities processing and reporting. 8/21 Agenda