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Front Office - Comment Letters

For comment letters associated with a major initiative, please go to the relevant working group  page.
FIF Letter to the SEC and FINRA Relating to the Implementation of SLATE
POSTED Jun 17, 2025
Draft FAQs for Rule 606(a) Reporting Submitted by FIF to the SEC
POSTED Jun 12, 2025
FIF Request for Six-Month Extension of the Current Exemptive Relief Relating to Rep Order Linkage
POSTED May 29, 2025
FIF Letter to the MSRB Relating to Direct Reporting for Municipal Bonds
POSTED May 27, 2025
FIF Comment Letter to FINRA Relating to Short Interest Reporting (in Response to FINRA Regulatory Notice 25-04, Rule Modernization)
POSTED May 15, 2025
FIF Comment Letter on FINRA Rule 6152 (Centralized Reporting of Rule 605 Reports with FINRA)
POSTED May 01, 2025
FIF Comment Letter to the SEC in Response to the Rule Filing by the CAT Plan Participants to Remove PII from CAT
POSTED Apr 09, 2025
FIF Revised Draft Request for Exemption on Representative Order Linkage
POSTED Mar 26, 2025
FIF Letter to the CAT Plan Participants and FINRA CAT Requesting an Extension of the Compliance Date for the FDID Refresh Requirement
POSTED Mar 21, 2025
FIF Letter to the SEC Relating to the Implementation of the 2024 Amendments to Rule 605
POSTED Mar 17, 2025
FIF Draft Exemption Request Letter to the SEC on Port Settings
POSTED Mar 13, 2025
Attachment to FIF Letter Relating to the Removal of PII from CAT
POSTED Mar 05, 2025
FIF Letter to the SEC, the CAT Plan Participants and FINRA CAT Relating to the Removal of PII from CAT
POSTED Mar 05, 2025
FIF Letter to the SEC and FINRA Relating to SEC Rule 606(a) and the Implementation of FINRA Rule 6470
POSTED Feb 26, 2025
FIF Letter to the SEC Relating to the Implementation of Form SHO Reporting
POSTED Feb 25, 2025
FIF Letter to the SEC on Extending and Updating the Commission’s Statement on Custody of Digital Asset Securities by Special Purpose Broker-Dealers
POSTED Jan 31, 2025
FAQs for Short Position Reporting Submitted by FIF to the SEC
POSTED Jan 30, 2025
FIF Letter to the SEC Relating to the Offsetting of Long Positions for Form SHO Reporting
POSTED Jan 24, 2025
Eighth FIF Letter to the Treasury Department’s Office of Financial Research Relating to the Implementation of Reporting of Non-Centrally Cleared Bilateral Repos
POSTED Dec 20, 2024
FIF Supplemental Letter to the SEC Relating to the FIF Member Request for an Extension of the Current Implementation Period for Form SHO Reporting
POSTED Dec 20, 2024