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Front Office - Comment Letters

For comment letters associated with a major initiative, please go to the relevant working group  page.
FIF Request to the Commission for a Six-Month Extension of the Current Exemption Relating to CAT Representative Order Linkage
POSTED Dec 09, 2024
FIF Letter to FINRA, the MSRB and the Federal Reserve Board Relating to Implementation of the Rule Changes to Reduce to One Minute the Timeframe for Reporting Certain Bonds to TRACE and RTRS
POSTED Nov 20, 2024
FIF Letter to the SEC on the Technical Specification for Form SHO Reporting
POSTED Nov 14, 2024
FIF Letter to the SEC Requesting an Extension of the Implementation Date for Form SHO Reporting
POSTED Nov 08, 2024
FIF Letter to the SEC Relating to the Implementation of Short Position and Short Activity Reporting
POSTED Nov 05, 2024
FIF Comment Letter to the SEC and the Other Covered Agencies on the Notice of Proposed Rulemaking to Implement Certain Requirements of the Financial Data Transparency Act
POSTED Oct 21, 2024
FIF Comment Letter to the SEC on the Rule Filing by the CAT Plan Participants to Exclude Certain Verbal Activity from CAT Reporting
POSTED Sep 09, 2024
FIF Letter to the SEC Relating to Calculating and Reporting the Percentage of Orders Routed to Different Venues for Rule 606(a) Reporting
POSTED Aug 21, 2024
FIF Follow-Up Letter to the SEC Relating to the Implementation of Short Position and Short Activity Reporting
POSTED Aug 09, 2024
FIF Exemptive Request Letter to the SEC on Representative Order Linkage
POSTED Jul 02, 2024
FIF Letter to the SEC Relating to the Implementation of the SEC’s Amendments to Rule 605
POSTED Jun 24, 2024
FIF Letter to the Treasury Department’s Office of Financial Research Relating to the Implementation of Reporting of Non-Centrally Cleared Bilateral Repos
POSTED Jun 20, 2024
FIF Comment Letter to the SEC in Response to the SEC’s Orders Instituting Proceedings Relating to the Rule Filings by FINRA and the MSRB to Reduce the Timeframe for Reporting Trades to TRACE and RTRS
POSTED May 17, 2024
FIF Comment Letter to the SEC on the CAT Plan Participant Rule Filing Regarding Cost Savings Measures for CAT
POSTED May 07, 2024
FIF Letter to FINRA on the Implementation of FINRA Rule 6151
POSTED May 01, 2024
FIF Exemptive Request Letter to the SEC on Port Settings
POSTED Mar 21, 2024
FIF Letter to the SEC Requesting Further Guidance on Various Representative Order Scenarios
POSTED Feb 29, 2024
FIF Supplemental Comment Letter to the SEC on the SEC’s Rule Proposal to Modernize Rule 605
POSTED Feb 14, 2024
FIF Letter to FINRA Requesting Guidance on Clock Synchronization Requirements for Fixed Income
POSTED Jan 19, 2024
FIF Letter to FINRA on Pass-Through of FINRA CAT Fees
POSTED Dec 15, 2023