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FIF Back Office - Comment Letters

FIF Letter to CAT LLC with Recommendations Relating to CAT
POSTED Mar 05, 2026
FIF Supplemental Comment Letter in Response to the Rule Filing by CAT LLC to Reduce CAT Operating Costs
POSTED Mar 02, 2026
FIF Letter to FINRA Relating to Reconciliation of the FINRA Regulatory Transaction Fee
POSTED Feb 03, 2026
FIF Letter to the SEC Relating to the Rule Filing by CAT LLC to Reduce CAT Costs
POSTED Jan 29, 2026
FIF Letter to FINRA Relating to SLATE Implementation
POSTED Jan 14, 2026
FIF Supplemental Comment Letter Relating to the Expansion of TRF Operating Hours
POSTED Dec 15, 2025
FIF Letter to the SEC Relating to the Compliance Date for Short Position Reporting
POSTED Nov 04, 2025
Supplemental FIF Comment Letter to the SEC in Response to the Rule Filing by FINRA to Expand the TRF Hours of Operation
POSTED Sep 09, 2025
FIF Comment Letter on the Amended Rule Filing by CAT LLC to Remove PII from CAT
POSTED Aug 21, 2025
FIF Letter to the SEC Relating to CAT Billing
POSTED Aug 07, 2025
FIF Comment Letter to the SEC on the Proposed Extension of EBS
POSTED Jul 21, 2025
FIF Letter to the SEC on the Draft Technical Specification for the Rule 605 Summary Report
POSTED Jul 17, 2025
FIF Comment Letter to the SEC in Response to the Amended Rule Filing by CAT LLC to Remove PII from CAIS
POSTED Jul 14, 2025
FIF Comment Letter to the SEC on the FINRA Rule Filing to Amend the FINRA Cost Recovery Fee for CAT
POSTED Jul 10, 2025
FIF Letter to the CAT Plan Participants Relating to CAT Billing
POSTED Jun 23, 2025
Tenth FIF Letter to the Treasury Department’s Office of Financial Research Relating to the Reporting of Non-Centrally Cleared Bilateral Repos
POSTED Jun 17, 2025
Revised Draft Request for Exemption on Rep Order Linkage Submitted by FIF to the SEC
POSTED Jun 12, 2025
Request for Interpretive Guidance on CAT Reporting for the Order Fulfillment Scenario for Equities Where No Representative or Principal Order Exists
POSTED May 30, 2025
FIF Letter to the SEC Commissioners on Implementation Issues Impacting FIF Members
POSTED Apr 28, 2025
FIF Letter to the SEC on CAT Timestamp Granularity
POSTED Mar 28, 2025