Customer Onboarding and Periodic Refresh

FIF has scheduled a call for the Compliance and Surveillance Working Group for Monday August 17 at 1 pm ET to discuss creating a contact list (similar to the CAT Contact List) to assist broker-dealers with onboarding broker-dealer counterparties and conducting periodic refresh processes with broker-dealer counterparties. The Working Group will also discuss whether there are existing vendor products that provide this type of information.