TRACE / RTRS Working Group

The next call for the TRACE / RTRS Working Group will be on Monday May 18 at 1 pm ET. The Working Group will discuss the first draft of an FIF comment letter in response to the rule filing by FINRA to expand the TRACE affiliate indicator to cover transactions with affiliated broker-dealers. Working Group members will also update the full Working Group on a discussion with the SEC relating to direct reporting of munis.