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20 January, 2026

Reconciliation of FINRA Regulatory Transaction Fee

20 January, 2026

FIF has scheduled a call for the Section 31 / RTF Reconciliation subgroup for Thursday January 22 at 9:30 am ET. Subgroup members will provide an update on recent discussions with FINRA to enhance the process for firms to reconcile the RTF fee from FINRA. The subgroup will also discuss next steps. If you would like to participate in this discussion and are not a member of this subgroup, please send a note to This email address is being protected from spambots. You need JavaScript enabled to view it., and we will include you in this discussion.