CAT Monthly Update Working Group

The CAT Monthly Update Working Group call for October will be on Thursday October 9 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Participants and FINRA CAT on CAT Transaction Reporting, CAIS and CAT billing during the prior month. The Working Group will also review the current areas of focus for FIF members and the current open issues for CAT Transaction Reporting, CAIS reporting and CAT billing.