Section 31 Fees Subgroup

The Section 31 Fees subgroup will have its next call on Monday September 15 at 3 pm ET. The subgroup will continue its discussion of enhancing the process for reconciliation of the FINRA Regulatory Transaction Fee. The subgroup will also discuss the handling of residual Section 31 fees. If you would like to participate in this discussion and are not a member of this subgroup, please send a note to This email address is being protected from spambots. You need JavaScript enabled to view it., and we will include you in this discussion.