FIF Submits Request for Postponement of the Planned Changes to the CAIS Compliance Error Rate Calculations

On June 18, FIF submitted a letter to the CAT Plan Participants and FINRA CAT requesting a postponement of the planned changes to the CAIS compliance error rate calculations pending the SEC’s decision on proposed amendments to the CAT NMS Plan relating to PII. FIF would like to thank the members of the CAT CAIS and CAT Transaction Reporting Working Groups for their participation in the drafting of this letter.