FIF Submits Proposed Rule 606(a) FAQs to the SEC

At the suggestion of SEC representatives, FIF submitted to the SEC on June 12 proposed FAQs for Rule 606(a) reporting for the scenario where a reporting firm routes child orders for a single parent order to multiple venues. FIF would like to thank the members of the Rule 606 Working Group for their contributions in the drafting of the proposed FAQs.