CAT PII and CAIS

FIF has scheduled a joint call for the CAT Transaction Reporting and CAT CAIS Working Groups for Tuesday June 10 at 3 pm ET. The Working Groups will review a draft letter to the CAT Plan Participants and FINRA CAT to request postponement of planned changes to the CAT compliance rate calculation pending a determination by the SEC in response to the rule filing by the CAT Plan Participants relating to the removal of PII from CAT.