05 May, 2025
FIF Submits Comment Letter on FINRA Rule 6152
05 May, 2025
On May 1 FIF submitted a comment letter to the SEC in response to new Rule 6152 proposed by FINRA, which would require the centralized reporting of Rule 605 reports to FINRA. FIF would like to thank the members of the Rule 605 Working Group for their contributions in the drafting of this comment letter.
Eduard Kotlyar