Joint Call for Rule 605 and Rule 606 Working Groups

FIF has scheduled a joint call for the Rule 605 and Rule 606 Working Groups for Tuesday April 29 at 3 pm ET. The Working Groups will discuss draft FAQs relating to Rule 606(a) reporting to submit to the SEC. The Working Groups will also discuss a draft FIF comment letter on proposed FINRA Rule 6152, which provides for centralized reporting of Rule 605 reports to FINRA.