FIF Submits Letter to the SEC and FINRA on SEC Rule 606 and FINRA Rule 6470

03 March, 2025

On February 26, FIF submitted a letter to the SEC and FINRA on Rule 606(a) reporting and the implementation of FINRA Rule 6470. FIF would like to thank the members of the SEC Rule 606 and FINRA Rule 6470 Working Group for their contributions in the drafting of this letter.

Eduard Kotlyar