10 February, 2025
SEC Rule 606 and FINRA Rule 6470 Working Group
10 February, 2025
The next call for the SEC Rule 606 and FINRA Rule 6470 Working Group will be on Tuesday February 18 at 3 pm ET. The Working Group will discuss a draft FIF letter to the SEC and FINRA on SEC Rule 606(a) and the implementation of FINRA Rule 6470.
Eduard Kotlyar