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09 December, 2024

FIF Submits Comment Letter to SEC on CAT Reporting of Verbal Activity

09 December, 2024

On December 6, FIF submitted a comment letter to the SEC in support of the proposed plan amendment by the CAT Plan Participants to permanently exempt verbal pre-order communications from CAT reporting. FIF would like to thank the members of the CAT Transaction Reporting Working Group for their contributions in the drafting of this comment letter.