Rule 606 Working Group

The next call for the Rule 606 Working Group will be on Monday November 4 at 2 pm ET. The Working Group will discuss a draft FIF letter to the SEC in response to verbal guidance from the SEC on how to calculate the percentage of orders routed to different venues for Rule 606(a) reporting. The Working Group will also review a question from FINRA relating to FINRA Rule 6470 (routing reports for OTC equities).