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30 September, 2024

CAT Monthly Update Working Group

30 September, 2024

The CAT Monthly Update Working Group call for October will be on Tuesday October 1 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Participants and FINRA CAT on CAT Transaction Reporting, CAT CAIS and CAT billing during the prior month. The Working Group will also review the current areas of focus for FIF members and the current open issues for CAT Transaction Reporting, CAT CAIS reporting and CAT billing.