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10 June, 2024

CAT CAIS and CAT Transaction Reporting Working Groups

10 June, 2024

FIF has scheduled an additional call this week for the CAT Transaction Reporting Working Group. The call will be on Tuesday June 11 at 1 pm ET and will focus on reviewing and discussing a draft FIF exemptive request to the SEC relating to linkage of representative to customer orders and linkage of order fulfillments to representative and principal orders. This call will be in addition to the regularly-scheduled weekly call for the CAT Transaction Reporting Working Group, which will be on Wednesday June 12 at 2 pm ET. The next call for the CAT CAIS Working Group will be on Wednesday June 12 at 11 am ET.