Rule 606 Working Group; FINRA Rule 6151

FIF has scheduled a call for the Rule 606 Working Group for Wednesday May 29 at 1 pm ET. The Working Group will review and discuss updated documentation and guidance from FINRA relating to FINRA Rule 6151 (centralized reporting of Rule 606(a) reports). The Working Group will also discuss a draft FIF letter to FINRA relating to the required time periods for providing data pursuant to SEC Rule 606(b)(3).