06 May, 2024
FIF Submits Letter to FINRA on Implementation of FINRA Rule 6151
06 May, 2024
On May 1 FIF submitted a letter to FINRA with open issues and questions relating to the implementation of FINRA Rule 6151. FINRA Rule 6151 provides for centralized reporting of Rule 606(a) reports with FINRA.
Eduard Kotlyar