Rule 606 Working Group; FINRA Rule 6151 Implementation

FIF has scheduled the next call for the Rule 606 Working Group for Tuesday April 30 at 12 pm ET. The Working Group will review a draft follow-up letter to FINRA relating to the implementation of FINRA Rule 6151 (centralized reporting of Rule 606(a) reports to FINRA). The Working Group will also discuss issues and questions from FIF members relating to Rule 606.