Rule 606 Working Group; FINRA Rule 6151 Implementation

22 April, 2024

FIF has scheduled the next call for the Rule 606 Working Group for Tuesday April 23 at 1 pm ET. The Working Group will discuss implementation of FINRA Rule 6151 (centralized reporting of Rule 606(a) reports to FINRA), including the Filing Guide published by FINRA, and issues and questions from FIF members relating to Rule 606.

Eduard Kotlyar