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01 April, 2024

SEC Rule on Short Position and Short Activity Reporting

01 April, 2024

FIF has scheduled the next call for the FIF Short Sales / Reg SHO / Short Interest Reporting Working Group for Monday April 1 at 2 pm ET. The Working Group will continue its review and discussion of implementation issues relating to SEC Rule 13f-2 on Short Position and Short Activity Reporting, including identification of reportable securities, applicability of the Form 13F reporting requirements to Form SHO, reporting by affiliated groups, and application of the Form SHO reporting requirements to activity outside the US.